This course provides a comprehensive overview of the principles and practices necessary to achieve best execution in financial services, in line with CySEC’s regulatory framework. Designed for professionals involved in trading and order execution, the course covers the key factors and criteria that must be considered to ensure that client orders are executed on terms most favorable to the client. Participants will learn about the regulatory requirements, the role of execution venues, ongoing monitoring practices, and the latest regulatory updates, including those from ESMA and CySEC.
Objectives:
- Understand the key factors and criteria for achieving best execution in financial services.
- Learn how to assess and choose the most appropriate execution venues, while managing conflicts of interest.
- Implement ongoing monitoring practices to ensure continuous adherence to best execution standards.
- Stay updated with the latest regulatory changes from ESMA and CySEC, and their impact on best execution practices.
- Develop a strong governance framework to support best execution and ensure transparency with clients.
- Apply knowledge from case studies to enhance execution strategies and avoid common pitfalls.
Lessons:
