Product Governance and Leverage Controls

This course provides a comprehensive overview of Product Governance and Leverage Controls, tailored to meet the regulatory requirements of MiFID II, ESMA, and CySEC laws, regulations, and guidelines. Designed for professionals in the financial services sector, the course explores the principles of product governance, target market identification, leverage restrictions, and investor protection measures. Participants will gain practical knowledge on how to design, approve, distribute, and monitor financial products responsibly while ensuring compliance with regulatory obligations and promoting fair client outcomes.

Objectives:

• Understand the fundamental principles of product governance and investor protection.

• Learn the regulatory requirements set by MiFID II, ESMA, and CySEC regarding leverage controls and product oversight.

• Identify and assess target markets for financial products and services.

• Implement appropriate product approval, review, and monitoring processes.

• Understand leverage restrictions and their role in protecting retail investors.

• Apply effective governance frameworks to ensure products remain aligned with client needs and risk tolerance.

• Recognize and mitigate risks associated with unsuitable product distribution and excessive leverage exposure.

• Stay updated with the latest regulatory developments and best practices related to product governance and leverage controls.