Curriculum
Course:
Product Governance and Leverage Controls
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Curriculum
Product Governance and Leverage Controls
INTRO
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INTRO
00:54
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Course Summary and Key Notes
Text lesson
Chapter 1: Introduction to Product Governance
0/3
1.1 Overview of Product Governance
7:50
1.2 Importance of Client-Centric Product Design
9:12
1.3 Regulatory Background: MiFID II and CySEC Guidelines
9:15
Chapter 2: Scope and Objectives of Product Governance
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2.1 Defining the Scope of Product Governance Policies
9:13
2.2 Objectives for Manufacturers and Distributors
9:51
2.3 Ensuring Client Best Interests Throughout the Product Lifecycle
9:11
Chapter 3: The Role of the Company as a Manufacturer
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3.1 Responsibilities in Creating Financial Instruments
9:39
3.2 Establishing Target Markets for Financial Products
9:44
3.3 Addressing Conflicts of Interest in Product Design
10:40
Chapter 4: The Role of the Company as a Distributor
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4.1 Obligations in Distributing Financial Instruments
10:27
4.2 Aligning Distribution Channels with Target Markets
11:03
4.3 Information Exchange Between Manufacturers and Distributors
10:59
Chapter 5: Target Market Identification and Management
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5.1 Criteria for Identifying and Categorizing Target Markets
11:16
5.2 Monitoring and Reassessing Client Compatibility
11:20
5.3 Strategies for Addressing Clients Outside the Target Market
10:10
Chapter 6: Leverage Controls and Policy Implementation
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6.1 Introduction to Leverage Policies
6:48
6.2 Setting Leverage Ratios Based on Client Profiles
7:53
6.3 Procedures for Approving Leverage Increases
7:54
Chapter 7: Monitoring and Compliance
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7.1 Ongoing Monitoring of Product Performance and Client Outcomes
7:29
7.2 Role of the Compliance Officer in Product Governance and Leverage Controls
8:10
7.3 Reporting Obligations and Record-Keeping
8:38
Chapter 8: Practical Applications and Case Studies
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8.1 Case Studies on Effective Product Governance
9:15
8.2 Best Practices for Implementing Leverage Controls
8:38
8.3 Adapting to Regulatory Changes and Updates
9:04
QUIZ
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Multple Choice Test (10 Questions)
10 questions
Video lesson
INTRO
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